Andrea Albu, Surveillance Manager
Andrea Albu has more than 20 years of experience working in the financial services industry.
As the Surveillance Manager, her responsibilities include OFAC and AML review, and monitoring brokerage and managed accounts using exception reports for specific transactions, documentation and adherence to company policies.
Andrea was born in Cleveland, Ohio and has a degree in Political Science from Baldwin-Wallace College. She holds Series 7, 24, and 66 FINRA registrations.